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Chinese History - Qin Dynasty 秦朝 (221-206 BC)

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Qin Dynasty
event history

period before (Zhou)
-- Postlude: Chu-Han
next period (Han)
Map and Geography

Like the Zhou Dynasty, the Qin Dynasty's homelands were in the far west, between nomadic tribes, giving it probably more warfare energy than the people of the states in the Yellow River basin. One king of Qin is said to have died an injury sustained during a contest in lifting a bronze vessel.

The Empire of Qin as a Modern State

The victory over the many warring states was not only due to the military superiority of the Qin armies but was acheived by many reforms of the state itself. The great legist reformer of the Qin dukedom was Lord Shang Yang 商君鞅 (d. 338 BC) who served as an advisor and as chancellor to Duke Xiao 秦孝公. Under his guidance, the capital was moved to Xianyang, and the country was divided in counties (xian 縣), administered by a magistrate (ling 令). Thus, the feudal system of an almost independent local aristocracy was given up in favour of of a centralized bureaucracy. The officers, high and low, were punished and rewarded according to their conduct. Shang Yang revised the tax system (taxation in kind instead of labour services) and made it possible to everyone to buy and to sell land. Peasantry and army became the centers of social politics. The more peasants worked the land, the richer the country and the stronger the army (in which the peasants had to serve). At least theoretically, a group responsibility of the population was introduced. Last but not least, weights and measures, coins and the track width of the roads were all standardized.
A line of mighty chancellors kept on the reforms of Shang Yang to strenghten the state of Qin. The most important men of the last period before the unification are the former merchant Lü Buwei 呂不韋, said to have been the real father of the First Emperor and chancellor for a few years, the chancellor Li Si and the legist theoretician Han Fei 韓非.

Overcoming the Warring States

The incentive of the Qin rulers may just have been to strenghten their own state, not to unify the whole territory of China under their own rule. Only the course of events made it possible to a military superior Qin to subdue the warring states one by one. The first military step was the seizure of the two states of Shu 蜀 and Ba 巴 in the Sichuan basin. this base, it was possible to have a second flank to attack Chu, the stongest enemy of Qin. In 230 BC, Qin destroyed Hann 韓, 228 Zhao 趙, 225 Wei 魏, 223 Chu 楚, 222 Yan 燕 and finally Qi 齊 in 221. The domain of the powerless Zhou kings already had fallen to Qin in 256.
The reasons for the triumph of Qin over the other states are manifold. The geographical location of the half-barbarian state of Qin between protecting mountains and the Yellow River gave it enough chance to build up its strengh unchallenged. The building of a great canal made it possible to extend the irrigation system and to enhance the very important agricultural production. Esteeming manly virtues and disdaining the sophisticated culture of the eastern states created a state ready to engage in a ruthless war. The cultural backwardness, on the other side, made it necessary to the Qin rulers to employ foreign people with knowledge, especially in modern administration questions. Administration laws were codified and thus were more objective in difference to a personal rule.

Personal Intrigues

On the sudden death of the First Emperor during his fifth inspection travel, the eunuch Zhao Gao 趙高 and chancellor Li Si 李斯 charged a plot against the crown prince Fusu 夫蘇. They wrote a faked letter to Fusu by what the deceased emperor ordered Fusu to commit suicide, and his younger brother Huhai 胡亥, the deceased emperor's favorite, was installed as Second Emperor. Already in his first year, rebellions of the old nobility and peasentry broke out. Zhao Gao arrested Li Si and let him suffer the five mutilating punishments. The emperor killed himself of fear of the rebellions, and Zhao Gao installed a child as king of Qin, only to be stabbed to death by the nameless king himself. The Kid submitted to Liu Bang 劉邦 who occupied the Qin capital Xianyang 咸陽 But the tyrant Xiang Yu 項羽 sacked Xianyang and executed the Kid. In this way the glorious Qin Dynasty came to an unfamous end.

The Downfall of Qin

Except personal reasons, the main factor for the downfall of the Qin Dynasty was the overextension of peasant labour that had not only to work the fields but also to built roads, walls and to serve in the military. Marxists are happy to find here the first peasant uprising in Chinese history that was soon joined by the lower aristocracy. The dissolving empire ended in a decade-long civil war of nobles and half-nobles that proclaimed themselves kings (Chen She, King Yin of Chu 楚隱王陳涉; Wu Chen, King of Zhao 趙王武臣; Xiang Liang, King of Wu 吳王項梁; Tian Dan, King of Qi 齊王田儋; Han Guang, King of Yan 燕王韓廣). This war ended with the defeat of Xiang Yu 項羽, "Hegemonial King of West Chu" (Xi-Chu Bawang) 西楚霸王 by Liu Bang 劉邦, King of Han 漢, who then founded the dynasty with the same name, inheriting the whole administration structure of the Qin empire.

The war against Qin and the strive for power between Chu and Han

Go back to the Qin Dynasty introduction page and learn more about Qin Dynasty economy and government...

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